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The Securities Exchange Act of 1936 established the Securities and Exchange【61】(SEC)and gave it authority【62】the securities mark
The Securities Exchange Act of 1936 established the Securities and Exchange【61】(SEC)and gave it authority【62】the securities mark
admin
2013-12-25
26
问题
The Securities Exchange Act of 1936 established the Securities and Exchange【61】(SEC)and gave it authority【62】the securities markets. All brokers and dealers doing business in the organized markets must register【63】the SEC. A broker assists the trading process by buying or selling securities in the market for a(n)【64】A dealer satisfies investors’ trades by buying and selling securities from his own inventory. In addition, attempts to【65】securities prices were declared illegal.
【64】
选项
A、buyer
B、seller
C、investor
D、producer
答案
C
解析
句意:经纪人帮助投资者在市场上买卖证券。其余三个选项都不符合题意。
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本试题收录于:
FECT综合(现代金融业务)题库金融英语(FECT)分类
0
FECT综合(现代金融业务)
金融英语(FECT)
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