首页
外语
计算机
考研
公务员
职业资格
财经
工程
司法
医学
专升本
自考
实用职业技能
登录
外语
Topic: Securities Transactions and Asset Disclosure Act Written by: Accounting Department As employees of a securities broker,
Topic: Securities Transactions and Asset Disclosure Act Written by: Accounting Department As employees of a securities broker,
admin
2014-12-30
19
问题
Topic: Securities Transactions and Asset Disclosure Act
Written by: Accounting Department
As employees of a securities broker, we are all subjected to the new Securities Transactions and Asset Disclosure Act(ST30123) which has been enacted to improve transparency in the industry. All employees are required to adhere to the act. It is a requirement for us to post the act for every employee to read carefully.
Securities* Transactions and Asset Disclosure Act
1. All employees must fill out an S-20 form declaring the securities purchased and sold during the last 3 months for each quarter of the year.(January April, July October)
2. All employees must fill out an S-30 form declaring the securities purchased and sold by their immediate family(spouse, parents, and siblings) for the last 6 months for every six months of the year.(January and July)
3. All employees must fill out an S-40 form declaring a detailed listing of all securities purchased and sold for the last year with all major assets listed.(February)
* Securities such as stocks, mutual funds, futures, and bonds must be declared. All transactions with an equivalent of more than $10,000 in currency value must be reported as well.
* Employees’ property value and bank accounts are some of the major assets that must be declared as well. The selling and buying transactions of all properties must also be declared.
The word "adhere" in Paragraph 1, Line 3 is closest meaning to
选项
A、unite
B、join
C、abide
D、attach
答案
C
解析
adhere有“黏着;坚持;遵守;追随”等词义,在这里表示“遵守”。答案是(C)。
转载请注明原文地址:https://jikaoti.com/ti/33UsFFFM
本试题收录于:
托业阅读题库托业(TOEIC)分类
0
托业阅读
托业(TOEIC)
相关试题推荐
Abusinessmanboughtsomegoodsatamarketinthemorningandsetoutatonceforhomewithallhisbags,forhewishedtobei
Jane________beveryhealthybecauseshealwaysgoestoworkonabike.
MyfatherlefthishometownforOxfordatthe________of17.
December25thisChristmasDay.ManyAmericansarebusywithChristmasandthewinterholidayseason.BuyingaChristmastreeis
WhatisthemostimportantdocumentstipulatedinanapplicationforL/C?
Inasyndicatedloan,______handlesthenegotiationswiththeborrower,preparestherelevantdocumentationanddisbursesthef
ThePeople’sBankofChinashall______andexercisesupervisionandcontroloverthefinancialindustryundertheleadershipof
Theadditionalamountpaidinbuyingorsellingacurrencyatagivenfuturedateiscalled
Thebank(56)borrowersenoughinteresttopaytheexpenseofthebankandhavesomethingleftoverfor(57).Theinterest
ThepandawhichhasblackandwhitefurandlivesinthebambooforestsofChinaisclassedasan_____species.
随机试题
按照工作结果标准划分的部门化形式包括()
肝功能障碍患者为什么容易出血?
A.一前两后斜野B.一后两前野C.一前一侧野D.一后两侧野E.四野照射盆腔肿瘤的照射方式
给接尘工人就业前体检时,拍摄胸大片的目的不包含
下列关于正常心电图的描述哪项是错误的
参照国际风险管理标准,集中型风险管理部门的人员必须具备的主要技能包括()。
即使运动神经中枢处于最佳兴奋状态,也不能使所支配的全部肌纤维同时参与运动。( )
文字是建立在语言基础之上的一种最重要的辅助性交际工具。()
《____________》是美国作家____________的第一部重要小说,作者借此成为“迷惘的一代”的代言人。(暨南大学2017)
Whenthesunstartedtoset,Jimheadedforhome.Hehadhuntedlongenough.Justthenhesawthereis,30feetinfrontofhim,
最新回复
(
0
)